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Investment Objective Definitions

The document defines investment objectives of income, growth and income, and growth. It provides definitions for conservative, moderate, and aggressive risk tolerances within each objective. Income investors seek maximum income given their risk tolerance. Growth and income investors seek current income and capital growth over time. Growth investors do not seek income and their primary objective is capital appreciation.

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SHIVPRATAP SINGH TOMAR
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18 views

Investment Objective Definitions

The document defines investment objectives of income, growth and income, and growth. It provides definitions for conservative, moderate, and aggressive risk tolerances within each objective. Income investors seek maximum income given their risk tolerance. Growth and income investors seek current income and capital growth over time. Growth investors do not seek income and their primary objective is capital appreciation.

Uploaded by

SHIVPRATAP SINGH TOMAR
Copyright
© © All Rights Reserved
Available Formats
Download as PDF, TXT or read online on Scribd
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INVESTMENT OBJECTIVE

DEFINITIONS

Investment Objective - Income:


Income investors seek a maximum amount of income given their risk tolerance, and are willing to forgo capital appreciation and growth
of income.
• R
 isk Tolerance - Conservative: Conservative Income investors seek the maximum amount of income consistent with a modest
degree of risk. They are willing to accept a lower level of income in exchange for lower risk. Higher risk investments, such as high
yield bonds and some equities, are typically not a large percentage of the account.
• R
 isk Tolerance - Moderate: Moderate Income investors seek to balance the potential risk of capital loss with increased income
potential. Higher risk investments, such as high yield bonds and some equities, may be some percentage of the account.
• R
 isk Tolerance - Aggressive: Aggressive Income investors seek a significant level of income, are financially able and willing to risk
losing a substantial portion of investment capital, and, due to their long term horizon or other factors, they employ higher risk, more
aggressive strategies that may offer higher potential income. Higher risk investments, such as high yield bonds and some equities,
may be a significant percentage of the account.

Investment Objective - Growth & Income:


Growth and Income investors seek current income but also seek income and capital growth over time. These investors are willing to
forgo a portion of current income in order to seek potential future growth.
• R
 isk Tolerance - Conservative: Conservative Growth and Income investors seek the maximum growth and income consistent with
a relatively modest degree of risk. They are willing to accept lower potential returns in exchange for lower risk. Equities, generally
dividend paying equities, may be some percentage of the account.
• R
 isk Tolerance - Moderate: Moderate Growth and Income investors seek to balance the risk of capital loss with higher potential growth
and income. High yield bonds and equities, generally dividend paying equities, may be a significant percentage of the account.
• R
 isk Tolerance - Aggressive: Aggressive Growth and Income investors seek a significant level of growth and income, are financially
able and willing to risk losing a substantial portion of investment capital, and due to their long term horizon or other factors they
pursue high risk, more aggressive strategies that may offer higher potential returns. High yield bonds and equities, generally dividend
paying equities, may be the primary assets in the account.

Investment Objective - Growth:


Growth investors do not seek account income and their primary objective is capital appreciation.
• R
 isk Tolerance - Conservative: Conservative Growth investors seek maximum growth consistent with a relatively modest degree of risk.
They are willing to accept lower potential returns in exchange for lower risk. Equities may be a significant percentage of the account.
• R
 isk Tolerance - Moderate: Moderate Growth investors seek to balance the potential risk of capital loss with their goal of higher
potential growth. Equities may be the primary asset in the account.
• R
 isk Tolerance - Aggressive: Aggressive Growth investors seek a significant level of growth, are financially able and willing to risk
losing a substantial portion of investment capital, and due to their long term time horizon or other factors, they employ higher risk,
more aggressive strategies that may offer higher potential returns. Higher risk investments such as equities may be as much as 100%
of the account.

Securities, insurance products, financial planning, and investment management services offered through Wintrust Investments, LLC (Member FINRA/SIPC), founded in 1931. Trust and asset management services offered by The Chicago Trust
Company, N.A. and Great Lakes Advisors, LLC, respectively. ©2020 Wintrust Wealth Management
Investment products such as stocks, bonds, and mutual funds are:
NOT FDIC INSURED | NOT BANK GUARANTEED | MAY LOSE VALUE | NOT A DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

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