At The Peace Palace The Hague, The Netherlands: Applicant
At The Peace Palace The Hague, The Netherlands: Applicant
QUESTIONS RELATING TO
OCEAN FERTILIZATION AND MARINE BIODIVERSITY
(FEDERAL STATES OF AEOLIA/REPUBLIC OF RINNUCO)
TABLE OF CONTENTS
a. Rinnuco’s iron fertilization project violates its duties under UNCLOS ......... 2
b. Rinnuco’s belated revocation of its consent does not divest the ICJ of
jurisdiction. .................................................................................................... 3
2. THE ICJ HAS JURISDICTION UNDER THE CBD........................................................ 4
a. The dispute involves the interpretation and application of the CBD ............ 4
3. THE ICJ HAS JURISDICTION UNDER THE UNFCCC, THE KYOTO PROTOCOL,
a. Rinnuco has consistently invoked its obligations under the UNFCCC, the
Kyoto Protocol, and the Paris Agreement as justification for Rinnuco’s iron
fertilization project ......................................................................................... 5
b. Rinnuco is estopped from denying the ICJ’s jurisdiction under the above
conventions ................................................................................................... 6
B. RINNUCO MAY NOT INVOKE THE LONDON PROTOCOL TO PREVENT THE ICJ
FROM ACQUIRING JURISDICTION OVER THE DISPUTE ............................................. 6
1. THE LONDON PROTOCOL IS NOT THE ONLY CONVENTION GOVERNING
OCEAN IRON FERTILIZATION ................................................................................ 7
2. OCEAN IRON FERTILIZATION VIOLATES UNCLOS AND CBD ........................ 7
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1. A state may not invoke the provisions of its internal law as justification for its
failure to perform a treaty. .................................................................................... 31
2. Rinnuco cannot invoke its failure to adopt the necessary implementing
legislation as justification for failure to comply with the Assessment Framework
provided by Resolution LC-LP.2 (2010) ............................................................... 31
D. RINNUCO CANNOT INVOKE THE PERSISTENT OBJECTOR RULE ............................ 32
1. The persistent objector rule is not applicable ................................................ 32
E. RINNUCO CANNOT INVOKE ITS OBLIGATIONS UNDER CLIMATE CHANGE
CONVENTIONS AS JUSTIFICATION FOR BREACH OF ITS OBLIGATIONS UNDER
INTERNATIONAL LAW ............................................................................................. 33
1. Iron fertilization will not enable Rinnuco to comply with its obligations under
the UNFCCC and related climate change conventions ..................................... 33
2. Breach of one treaty in order to comply with another is contrary to pacta sunt
servanda ............................................................................................................... 34
3. Alleged compliance with its obligations under the UNFCCC and related
climate change conventions does not justify Rinnuco’s violation of its duty not
to cause transboundary harm and the precautionary principle .......................... 35
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INDEX OF AUTHORITIES
Convention on the Conservation of Migratory Species of Wild Animals, 11, 13, 14, 34
3 June 1979, 1651 U.N.T.S. 333.
vi
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U.N. General Assembly Resolution, Oceans and the Law of the Sea, 17
G.A. Res. 62/215, 62nd Sess. (22 December 2007)
JUDICIAL DECISIONS
vii
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North Sea Continental Shelf (Ger. v. Den.; Ger. v. Neth.), 1969 I.C.J. 3. 6
Pulp Mills in the River Uruguay Case (Arg. v. Uru.), 2010 I.C.J. 55-56. 22
Tinoco Arbitration (Great Britain v. Costa Rica), 1 U.N. Rep. Int’l Arb. 6
Awards 369 (1923)
BOOKS
viii
PRELIMINARY PAGES
Abate & Greenlee, Sowing Seeds Uncertain: Ocean Iron Fertilization, Climate 14
Change, and the International Environmental Law Framework, 27 Pace Envtl.
L. Rev. 555 (2010).
Bluhm & Gradinger, Regional Viability in Food Availability for Arctic Marine 19
Mammals, Ecological Applications, 18(2) Supplement, pp. S77–S96
(2008).
ix
PRELIMINARY PAGES
Boyd & Doney, The impact of climate change and feedback processes on the ocean 20
carbon cycle, in: Fasham (Ed.) Ocean biogeochemistry — the role of the ocean
carbon cycle in global change. Springer, Berlin, p. 157–193 (2003).
Cullen & Boyd, Predicting and Verifying the Intended and Unintended 12, 15, 20
Consequences of Large-Scale Ocean Iron Fertilization, Mar. Ecol. Prog. Ser.
364, pp. 295-301(2008).
Division for Ocean Affairs and the Law of the Sea Office of Legal 13
Affairs, The Law of the Sea: National Legislation on the Exclusive Economic
Zone, United Nations. New York (1993).
x
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McNeely, Diverse nature, diverse cultures, People and the Planet 2.3, p. 11- 23
13 (1993).
Lueker, Coastal Upwelling Fluxes of O2, N2O, and CO2 Assessed From 12
Continuous Atmospheric Observations at Trinidad, California, Biogeosciences
1, pp. 101–111 (2004).
Radcliffe, Geoengineering: Ocean Iron Fertilization and the Law of the Sea, 16
L.L.M. Research Paper, Victoria University of Wellington (2014).
MISCELLANEOUS
Woodgate, R., Arctic Ocean Circulation: Going Around at the Top of the World 25
(2013), available at
http://www.nature.com/scitable/knowledge/library/arctic-ocean-
circulation-going-around-at-the-102811553 (last accessed: 23 October
2016).
xi
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Barrera, Haida company facing controversy over Pacific Ocean iron dust dump says 17
it’s “creating life,” Geoengineering Motor, 17 October 2012, available at:
http://www.geoengineeringmonitor.org/2012/10/haida-company-
facing-controversy-over-pacific-ocean-iron-dust-dump-says-its-creating-
life/ (last accessed: 03 October 2016).
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STATEMENT OF JURISDICTION
The Federal States of Aeolia [“Applicant”] and the Republic of Rinnuco [“Respondent”]
submit this dispute to this Honorable Court, pursuant to Article 36(1) of the Statute of the
proceedings against Respondent, to which Respondent filed its Preliminary Objection on 10 May
2016. On 11 July 2016, Applicant and Respondent submitted a Joint Written Statement to the
Registrar, requesting that the Court decide the jurisdictional questions and merits of this matter
on the basis of the rules and principles of general international law, as well as any applicable
treaties, and that the Court to determine the legal consequences, including the rights and
obligations of the Parties, arising from any judgment on the questions presented in this matter.
xiii
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QUESTIONS PRESENTED
I.
THE DISPUTE.
II.
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STATEMENT OF FACTS
The Federal States of Aeolia [“Aeolia”] and Republic of Rinnuco [“Rinnuco”] are
neighboring coastal states surrounded by the Muktuk Ocean(R¶1). Both are developed countries
Rinnuco unilaterally announced its plans to dump tons of iron into the Muktuk Ocean.
Aeolia immediately objected on the ground that such dumping would damage the marine
a 2,000-km2 area located approximately 150–200 miles off Rinnuco’s coast(R¶16). Rinnuco also
Barely two months later, nine narwhals were found dead off the coast of Rinnuco(R¶20).
It was the first recorded instance of multiple narwhals being found dead off Rinnuco’s coast.
Notably, narwhals are significant to Aeolia’s ecotourism and culture, with one coastal town
holding an annual festival celebrating narwhals(R¶3). The dumping of iron by Rinnuco was the
After more than a year of fruitless negotiation, Aeolia requested that Rinnuco agree to
submit the dispute to the ICJ but Rinnuco refused(R¶22), leading to the filing of this application
by Aeolia.
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SUMMARY OF ARGUMENTS
The ICJ has jurisdiction. Aeolia and Rinnuco issued declarations binding them to submit
disputes arising under UNCLOS, CBD, UNFCCC, and Kyoto Protocol to the ICJ. Rinnuco
cannot invoke the London Protocol to prevent the ICJ from acquiring jurisdiction over the
dispute, as it is not the sole instrument governing the dispute, and the cases cited by Rinnuco are
inapplicable.
Rinnuco violated international law. It failed to comply with its obligation under UNCLOS
to protect and preserve the marine environment; take appropriate and necessary measures for the
conservation and protection of living resources in the marine ecosystem; not to transform one
type of pollution from another; reduce, control, and prevent pollution by dumping; protect a
shared resource; and to control marine pollution following global rules and standards.
Rinnuco likewise violated its obligation under CBD to ensure conservation and sustainable
use of biological diversity; ensure that activities within a State’s jurisdiction do not cause damage
to the environment of other States; conduct in-situ conservation; comply with EIA requirements;
and protect customary use of biological resources in accordance with traditional cultural practices.
Rinnuco cannot invoke its domestic legal system, the persistent objector rule, and climate
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ARGUMENTS
THE DISPUTE.
Under Art. 36(1) of the Statute of the International Court of Justice [“ICJ”], the Court has
jurisdiction over all matters specially provided for in treaties and conventions in force.1 Jurisdiction
over this dispute is thus conferred on the ICJ by compromissory clauses of the relevant conventions,
under which Aeolia and Rinnuco consented to the ICJ’s jurisdiction. Rinnuco is estopped from
denying this consent, and cases it cites are inapplicable to the case at bar.
The parties issued declarations binding them to submit disputes arising out of the application
and interpretation of the United Nations Convention on the Law of the Sea [“UNCLOS”], 2
1 Statute.of.the.International.Court.of.Justice,.art..36(1),.18.April.1946,.33.U.S.T.S..993.[hereinafter.ICJ.Statute].
2.United.Nations.Convention.on.the.Law.of.the.Sea,.10.December.1982,.1833.U.N.T.S..3.[hereinafter.UNCLOS];.Record
...¶9.
3 Convention.on.Biological.Diversity,.5.June.1992,.1760.U.N.T.S..79.[hereinafter.CBD];.Record¶6.
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WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Change [“UNFCCC”], 4 and Kyoto Protocol to the ICJ. 5 The parties have complied with the
Both parties granted the ICJ jurisdiction to settle disputes concerning the interpretation or
UNCLOS.
The dispute involves interpretation and application of Rinnuco’s duty to 1) take measures to
prevent, reduce and control pollution of the marine environment;8 2) protect and conserve highly
migratory species 9 and marine mammals; 10 3) refrain from transferring damage or hazards or
transforming one type of pollution into another; 11 4) prevent, reduce, and control pollution by
4.United.Nations.Framework.Convention.on.Climate.Change,.9.May.1992,.1771.U.N.T.S..107.[hereinafter.UNFCCC];….
..Record¶10.
5.Kyoto.Protocol.to.the.United.Nations.Framework.Convention.on.Climate.Change,.11.December.1997,.2303.U.N.T.S....
..48.[hereinafter.Kyoto.Protocol];.Record¶10.
6 Record¶¶¶14,18,21.
7 Record¶9
8 UNCLOS,.art..194.
9 UNCLOS,.art..64.
10 UNCLOS,.art..65.
11 UNCLOS,.art..195.
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dumping;12 5) give due consideration to rights of other States which by reason of their geographical
situation may be adversely affected thereby;13 6) give due regard to rights and duties of other States in
protecting a shared resource;14 and 7) take measures to prevent, reduce, and control marine pollution
no less effective than global rules and standards,15 all of which Rinnuco violated.16
b. Rinnuco’s belated revocation of its consent does not divest the ICJ of
jurisdiction.
When read in conjunction with Article 36(1) of the ICJ Statute, a treaty provision may confer
jurisdiction on the ICJ.17 Such provision must be in force on the date when the application is filed
with the Court,18 but if it ceases to be in force between the parties after the filing of application, that
In this case, the ICJ had jurisdiction at the time Aeolia filed its application on 4 April 2016, 20
pursuant to the parties’ written declarations submitting disputes arising under UNCLOS to the
12 UNCLOS,.art..210.
13 UNCLOS,.art..210(5).
14 UNCLOS,.art..56(2).
15 UNCLOS,.art..210(6).
16 See.infra.Part.II.A.1.
17 Robert.Kolb,.The.International.Court.of.Justice,.at.414.(2013).
18.Application.of.the.Convention.on.the.Prevention.and.Punishment.of.the.Crime.of.Genocide.(Croatia.v..
...Serbia),.Preliminary.Objections,.2008.I.C.J..437,¶79-80
19.Alleged.Violations.of.Sovereign.Rights.and.Maritime.Spaces.in.the.Caribbean.Sea.(Nicar..v..Colom.),.2016.I.C.J..155…..
...(Mar..17)
20 Record¶23.
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jurisdiction of the ICJ.21 The subsequent effectivity of Rinnuco’s revocation of consent on 28 June
Both parties declared in writing that they would submit disputes concerning the interpretation
The dispute requires interpretation and application of Rinnuco’s duty to ensure that activities
within its jurisdiction or control do not cause damage to the environment of other States or of areas
beyond the limits of national jurisdiction, 25 undertake in-situ conservation, 26 conduct impact
assessment and minimize adverse impacts,27 and protect and encourage customary use of biological
21 Supra.note.7..
22 See.UNCLOS,.art..287
23 Record¶6.
24 CBD, art..27.
25 CBD,.art..3.
26 CBD,.art..8.
27 CBD,.art..14.
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resources in accordance with traditional cultural practices that are compatible with conservation or
IX/16,.X/33,.XI/20 of CBD30 is required. Hence, the dispute must be settled under the CBD.
3. THE ICJ HAS JURISDICTION UNDER THE UNFCCC, THE KYOTO PROTOCOL,
Both parties declared in writing that they will submit disputes arising from interpretation or
application of UNFCCC and Kyoto Protocol to the ICJ.31 The provisions of Article 14 of UNFCCC
on dispute settlement also apply mutatis mutandis to Paris Agreement; 32 thus, the ICJ also has
a. Rinnuco has consistently invoked its obligations under the UNFCCC, the
Kyoto Protocol, and the Paris Agreement as justification for Rinnuco’s iron
fertilization project. 33
28 CBD,.art..10(C).
29 See.infra.Part.II.A.2.
30 See.infra.Part.II.A.2.c.
31 Record¶10.
32 UNFCCC,.art..14(8);.Paris.Agreement,.art..24,.12.December.2015..
33 Record¶14.
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According to Rinnuco, RIFP will enable it to fulfill its obligations under these conventions, 34
as RIFP will allegedly mitigate climate change, generate potential carbon offsets that Rinnuco might
use to meet emission reduction targets or commitments,35 and result in carbon sequestration.36 The
dispute thus involves the interpretation and application of Rinnuco’s obligations under these
conventions.
b. Rinnuco is estopped from denying the ICJ’s jurisdiction under the above
conventions.
Estoppel is a general principle of law,37 recognized by ICJ and other tribunals.38 Having alleged
that its actions are justified under UNCLOS, Kyoto Protocol, and Paris Agreement, Rinnuco is
estopped from denying ICJ’s jurisdiction under these conventions. While the Paris Agreement had
not been ratified39 and was not yet effective at the time of RIFP, 40 Rinnuco itself puts its obligations
in issue and is estopped from denying ICJ’s jurisdiction under this Convention.
34 Record¶21.
35 Record¶21.
36 Record¶14.
37 Aust,.Handbook.of.International.Law.(2010).
38.See.Barcelona.Traction.(Belgium.v..Spain),.1970.I.C.J..50,.¶33,34;.Tinoco.Arbitration.(Great.Britain.v..Costa.Rica),…….
....1.U.N..Rep.Int’l.Arb..Awards.369.(1923);.North.Sea.Continental.Shelf.(Ger.v..Den.;.Ger..v..Neth.),.1969.I.C.J..3.
39 Record¶10.
40 Record¶21.
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B. RINNUCO MAY NOT INVOKE THE LONDON PROTOCOL TO PREVENT THE ICJ
There is no reason a State’s act may not violate obligations under more than one treaty.41
Given its scale, purposes, and effects, any dispute arising out of OIF cannot be settled under the
OIF has never been governed solely under the terms of any single convention, or the terms
[“LC/LP”] and CBD have discussed OIF under the respective frameworks of each convention.42 The
relationship between OIF and harm to the marine environment has always been recognized. 43
obligations imposed by the framework convention, such as UNCLOS .44 While the LC/LP specifies
41 Southern.Bluefin.Tuna.(N.Z..v..Japan,.Aus..v..Japan),.I.T.L.O.S..Case.No..3(1999).
42 Rosemary.Rayfuse.&.Shirley.V..Scott,.International.Law.in.the.Era.of.Climate.Change.(2012).
43 Id.
44 Southern.Bluefin.Tuna,.supra.note.41.
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and explains what broad obligations45 under UNCLOS entail, UNCLOS remains a source of these
obligations.
With respect to CBD, there is no reason RIFP cannot violate Rinnuco’s obligations under
both CBD and LC/LP. It is commonplace of international law and State practice for more than one
treaty to bear upon a particular dispute. There is no reason why a given act of a State may not violate
between two persons.47 There is a dispute over the interpretation or application of a treaty if the
actions complained of can reasonably be measured against standards or obligations prescribed by that
treaty.48 It is beyond argument that RIFP can be measured against standards and obligations prescribed
by UNCLOS,.CBD, and climate change conventions, and not solely against those in LC/LP.
4. RINNUCO CANNOT INVOKE THE RULE OF LEX SPECIALIS TO LIMIT THE ICJ’S
45 See.supra.Part.I.A.1.a,.particularly.dumping.under.Art..210.of.UNCLOS.
46 Id.
47 Mavrommatis.Palestine.Concessions.(Greece.v..U.K.),.1924.P.C.I.J..(ser..B).No.3.(Aug..30)
48 Id.
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Under the Vienna Convention on the Law of Treaties [“VCLOT”], treaties must be
interpreted in light of their object and purpose.49 Provisions of treaties should be interpreted in such
a way as to render them effective.50 Rinnuco’s argument that the Court’s jurisdiction must be limited
to LC/LP as the convention most specific to OIF is contrary to these rules, as this would render
ineffective any other declaration of consent under other relevant conventions. Furthermore, the ICJ
has interpreted dispute settlement clauses in treaties as also covering provisions of other treaties
related to the treaty containing said clauses,51 contrary to Rinnuco’s overly restrictive reasoning.
RINNUCO CONFIRM THAT THE ICJ HAS JURISDICTION OVER THIS DISPUTE.
The Southern Bluefin Tuna and the Fisheries Jurisdiction cases cited by Rinnuco do not support its
Under Article 281(1) of UNCLOS, if States which are parties to a dispute concerning the
interpretation or application of UNCLOS have agreed to seek settlement of the dispute "by a peaceful
means of their own choice", the dispute settlement procedures53 of UNCLOS apply only (a) where no
49 Vienna.Convention.on.the.Law.of.Treaties,.art..31(1),.[1969].1155.U.N.T.S.331.[hereinafter.VCLOT].
50 Alleged.Violations.Of.Sovereign.Rights.And.Maritime.Spaces.In.The.Caribbean.Sea,.supra.note.19.
51 Kolb,.supra.note.17,.at.435-436.
52 Southern.Bluefin.Tuna,.supra.note.41.
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settlement has been reached by recourse to such means and (b) the agreement between the parties
Rinnuco’s argument that the reasoning of the Arbitral Tribunal in ruling that it had no
jurisdiction is applicable in the present case and supports its contention that the ICJ has no jurisdiction
under the LP, and thus no jurisdiction over the entire dispute, is incorrect, as there are several material
differences between the two disputes. First, Southern Bluefin Tuna involved a dispute arising under only
two conventions, UNCLOS and the Convention for the Conservation of Southern Bluefin Tuna
[“CCSBT”]. The present dispute arises under UNCLOS, CBD, UNFCCC, LC/LP, and custom.
Determination of the legality and consequences of RIFP will have important implications for
Rinnuco’s obligations under said conventions and custom, and for development of international law
governing OIF. Second, the dispute resolution provisions of the CCSBT and the LP are dissimilar.
While the CCSBT provides that “failure to reach agreement on reference to the International Court
of Justice or to arbitration shall not absolve parties to the dispute from the responsibility of continuing
to seek to resolve it by any of the various peaceful means referred to in paragraph 1 above,”55 LP
imposes no such duty, creating a situation where application of Article 281(1) would leave the parties
with no possible forum from which to obtain relief. Such a situation is unacceptable in the present
54 Id.
55.Convention.for.the.Conservation.of.Southern.Bluefin.Tuna,.art..16,.[1994].1819.U.N.T.S.360.[hereinafter.CCSBT]
56 Fisheries.Jurisdiction.(Spain.v..Can.),.1998.I.C.J..Rep..432.(Dec..4).
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WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Article 36 of the ICJ Statute. The ICJ held that it had no jurisdiction due to the reservation to
Rinnuco alleges that this case supports its view that the ICJ does not have jurisdiction.
However, the case is patently inapplicable to the present dispute, which arises under several
conventions with various dispute settlement clauses, and does not involve the interpretation of a
reservation to jurisdiction.
57 Id.
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carbon concentrations by dumping iron in the ocean to encourage plankton bloom.59 In conducting
RIFP, Rinnuco violated its obligations under UNCLOS, CBD, LC/LP in relation to UNCLOS, and
Convention on Migratory Species [“CMS”] in relation to UNCLOS and CBD. Rinnuco also caused
A. RINNUCO VIOLATED ITS OBLIGATIONS UNDER UNCLOS, THE CBD, THE LC/LP IN
environment.60
Parties are required to undertake all possible measures necessary to prevent, reduce and
control pollution of the marine environment from any source,61 including those necessary to protect
58.Geoengineering.the.Climate:.Science,.Governance,.and.Uncertainty.(The.Royal.Society),.Sept..2009.(defining.Geoengineering.as…
....“deliberate.large.scale.manipulation.of.the.planetary.environment.to.counteract.anthropogenic.climate.change”).
59.Benjamin.Hale.&.Lisa.Dilling,.Geoengineering,.Ocean.Fertilization,.and.the.Problem.of.Permissible.Pollution,.36.Science,………....
....Technology,.&.Human.Values.190.(2011)..See.also.V..Smetacek,.The.Next.Generation.of.Iron.Fertilization.Experiments.in.the...
....Southern.Ocean,.366.Philosophical.Transactions.of.The.Royal.Society.A;.Karl.Johnson,.et.al.,.Is.Ocean.Fertilization.Credible..
....and.Creditable?,.296.Science,.New.Series.467.(2002);.Ken.Buesseler,.et.al.,.Ocean.Iron.Fertilization:.Moving.Forward.in.a.Sea.of.
...Uncertainty,.319.Science,.New.Series,.162.(2008).
60 UNCLOS,.art..192.
61 UNCLOS,.art..194(1).
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WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
and preserve rare or fragile ecosystems, as well as habitats of depleted, threatened or endangered
marine environment, which results or is likely to result in deleterious effects such as harm to living
The dumping of iron conducted by Rinnuco falls under the above provision. Studies note
several possible deleterious effects of large-scale OIF, such as decrease in productivity of plankton
communities, leading to a decrease in the ocean’s ability to support fisheries, 64 and lowered
concentrations of oxygen below the surface layer, 65 which could lead to the decimation of fish
populations.66
zone.
62 UNCLOS,.art..194(5).
63 UNCLOS,.art..1(1)(4).
64.Anand.Gnanadesikan,.et.al.,.Effects.of.Patchy.Ocean.Fertilization.on.Atmospheric.Carbon.Dioxide.and.Biological.Production,.17…
Global.Biogeochem.Cycles.19.(2003).
65.John.J..Cullen.&.Phillip.C..Boyd,.Predicting.and.Verifying.the.Intended.and.Unintended.Consequences.of.Large-
Scale.Ocean.Iron.Fertilization,.364.Marine.Ecology.Progress.Series.295.(2008).
66.T..J..Lueker,.Coastal.Upwelling.Fluxes.of.O ,.N2O,.and.CO2.Assessed.From.Continuous.Atmospheric.Observations.at.Trinidad,…….
2
....California,.1.Biogeosciences.101.(2004).
67 UNCLOS,.art..65.
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Rinnuco has an affirmative duty to take special measures for the protection and conservation
of living resources in the marine ecosystem.68 Narwhals, as marine mammals, enjoy special protection
Marine mammals are also the subject of several agreements, including CMS, to which both
parties are bound.70 The purpose of the CMS is conservation and effective management of migratory
species.71
Narwhals are Appendix II species under CMS,72 and both parties are their Range States.73 CMS
contains guidelines for creating agreements that Range States should endeavor to conclude, listing
measures to be taken by Range States.74 These measures are intended to ensure conservation and
management of migratory species by the parties, 75 and include protection of habitats from
disturbances76 and prevention, reduction, or control of the release into the habitat of migratory species
68.Division.for.Ocean.Affairs.and.the.Law.of.the.Sea.Office.of.Legal.Affairs,.The.Law.of.the.Sea:.National.Legislation.on.the….
...Exclusive.Economic.Zone,.United.Nations.(1993).
69 Id.
70 Record¶8.
71.Convention.on.the.Conservation.of.Migratory.Species.of.Wild.Animals,.Preamble,.¶3,.3.June.1979,.1651.U.N.T.S..333..
....[hereinafter.CMS]..
72 CMS,.Appendix.II.
73 Record¶8.
74 CMS,.art..V.
75 Cyril.De.Klemm,.Biological.Diversity.Conservation.and.the.Law.(1993).
76 CMS,.art..V(5e).
77 CMS,.art..V(5i).
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RIFP is clearly contrary to such measures. By dumping iron into the Muktuk Ocean,
completely disregarding possible deleterious effects on the environment of narwhals, Rinnuco violated
its obligation to take measures for conservation and management of marine mammals.
In conducting RIFP, Rinnuco violated its obligation not to transform one type of pollution to
another79 and to take the necessary measures to minimize the release of toxic, harmful and noxious
substances from or through the atmosphere to the fullest possible extent.80 OIF, by design, introduces
anthropogenic CO2 from the atmosphere into the ocean,81 leading to increased marine levels of nitrous
oxide and methane, damaging the ocean floor and marine biodiversity.82
“Dumping” is “any deliberate disposal of wastes or other matter from vessels, aircraft,
platforms or man-made structures at sea.”84 Rinnuco’s deliberate disposal of iron in the ocean is clearly
78 CMS,.art..V(5i).
79 UNCLOS,.art..195.
80 UNCLOS,.art..194(3)(a).
81 Sallie.W..Chisholm,.et.al.,.Dis-Crediting.Ocean.Fertilization,.294.Science.309.(2001).
82.Randall.S..Abate.&.Andrew.B..Greenlee,.Sowing.Seeds.Uncertain:.Ocean.Iron.Fertilization,.Climate.Change,.and.the.International..
...Environmental.Law.Framework,.27.Pace.Envtl..L..Rev..555.(2010).
83 UNCLOS,.art..210.
84 UNCLOS,.art..1(5)(a).
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WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
dumping prohibited by UNCLOS. Rinnuco likewise failed to comply with its obligation85 to give due
consideration to other States that might be adversely affected by RIFP in Rinnuco’s EEZ by reason
e. Rinnuco violated its obligation to give due regard to the rights86 of Aeolia
In exploiting shared resources in the EEZ, Rinnuco is required to give due regard to rights
of other States. “Due regard” requires all states, in exercising their freedoms, to refrain from acts that
might adversely affect the use of marine resources by other States.87 Rinnuco failed to give due regard
to Aeolia in conducting RIFP in the Muktuk Ocean, impairing the latter’s rights over a shared resource,
and in conducting RIFP despite Aeolia’s objections.88 Rinnuco also violated its duty to protect the
Muktuk Ocean as a shared resource, and instead deliberately interfered with and altered it.89
85 UNCLOS,.art..210(5)
86 UNCLOS,.art..56(2).
87 James.Kraska,.Maritime.Power.and.the.Law.of.the.Sea:.Expeditionary.Operations.in.World.Politics.(2011).
88 See.infra.Part II.D;.Record¶¶¶14,17,20.
89 Cullen.&.Boyd,.supra.note.65.
90 UNCLOS,.art..210(6).
16
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Global rules and standards governing OIF are universally considered to be those adopted
under the 1972 London Convention [“LC”],91 superseded by the LP,92 to which Rinnuco and Aeolia
are parties.93 By violating the rules and standards of LC/LP, which prescribes the proper framework
Under Resolution LC-LP.1(2008), 94 OIF may only be considered for a permit if it is for
legitimate scientific research.95 Permissible OIF is limited to small-scale fertilization,96 as there exists
no adequate means to verify model predictions of the long-term side effects of OIF.97 In Resolution
LC-LP.2(2010),98 the parties adopted an Assessment Framework [“AF”] specific to OIF. In LP.4(8),99
the parties amended the LP, confirming that OIF specifically falls within the coverage of the LC/LP
and that the AF under LC-LP.2(2010) contains the rules and standards governing OIF. Rinnuco
91 Louise.De.La.Fayette,.The.London.Convention.1972:.Preparing.for.the.Future,.13.Int’l..J..Marine.&.Coastal.L..515.(1998).
92.Saadi.Radcliffe,.Geoengineering:.Ocean.Iron.Fertilization.and.the.Law.of.the.Sea,.Victoria.University.of.Wellington.(2014).
93 Record¶7.
94 Resolution.LC-LP.1.(2008).on.the.Regulation.of.Ocean.Fertilization.(31.October.2008).
95 Id.
96 Id.
97.Dr..Joe.Romm,.Nature:.Ocean.fertilization.for.geoengineering.“should.be.abandoned”.,.ThinkProgress.(2009),…………………
…https://thinkprogress.org/nature-ocean-fertilization-for-geoengineering-should-be-abandoned.
98.Resolution.LC-LP.2.(2010).on.the.Assessment.Framework.for.Scientific.Research.Involving.Ocean.Fertilization.
...(14.October.2010).[Hereinafter.LC-LP.2(2010)]
99.Resolution.LP.4(8).on.the.Amendment.to.the.London.Protocol.To.Regulate.the.Placement.of.Matter.for.Ocean………
....Fertilization.and.Other.Marine.Geoengineering.Activities.(18.October.2013).
100 Record¶18.
17
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
RIFP is large-scale OIF clearly outside the bounds of permissible OIF. When considered in
terms of physical ocean processes, large-scale refers to a length of tens of kilometres.101 Past OIF
projects, including Haida Gwaii Projet (2012), 102 LOHAFEX (2009), 103 and EisenEx (2000), 104
conducted over varying ocean areas, were deemed large-scale OIF and either prohibited or
discontinued. RIFP’s first phase already covers an area significantly larger than the previous OIF
projects mentioned; each successively larger phase 105 would again constitute large-scale OIF in
Rinnuco cites U.N. General Assembly Resolution 62/215106 to support its argument that RIFP
is not prohibited under international law. However, while said Resolution “[e]ncourages States to
support the further study and enhance understanding of OIF,” nowhere does it sanction violation of
global rules and standards governing OIF in order to promote such further study and understanding.
101.Intergovernmental.Oceanographic.Commission-UNESCO,.Statement.of.the.IOC-AdHoc.Consultative.Group.on.Ocean.
…Fertilization.(June.2008).
102.Geordon.Omand,.Controversial.Haida.Gwaii.ocean.fertilizing.experiment.pitched.to.Chile,.CBC.News.(2016),.http://www.cbc.
ca/news/canada/british-columbia/haida-gwaii-ocean-fertalizing-chile-1.3550783.;.See.also.Barrera,.Haida.company.
facing.controversy.over.Pacific.Ocean.iron.dust.dump.says.it’s.“creating.life,”.Geoengineering.Motor.(2012),.http://www.geoengineer
ingmonitor.org/2012/10/haida-company-facing-controversy-over-pacific-ocean-iron-dust-dump-says-its-creating-life.
103.Michael.C..Branson,.A.Green.Herring:.How.Current.Ocean.Fertilization.Regulation.Distracts.from.Geoengineering.Research,.54…
….Santa.Clara.L..Rev..163.(2014);.Press.Release,.Alfred.Wegener.Institute,.LOHAFEX:.An.Indo-German.iron.
….fertilization.experiment.(2009).
104.Grant.Wilson,.Murky.Waters:.Ambiguous.International.Law.for.Ocean.Fertilization.and.Other.Geoengineering,.49.Tex..Int’l..Law
….Journal.507.(2014).
105 Clarifications,A16.
106 Oceans.and.the.Law.of.the.Sea,.G.A..Res..62/215,.U.N..Doc..A/RES/62/215.(22.December.2007).
18
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
CBD 107 mandates conservation of biodiversity and sustainable use of its components,
emphasizing in situ conservation, or conservation of ecosystems and natural habitats and maintenance
and recovery of viable populations of species in their natural surroundings.108 In conducting RIFP,
Rinnuco acted contrary to these objectives and failed to perform its obligations under CBD.
diversity.
Parties are obliged to develop national plans and programmes for conservation and sustainable
use of biological diversity. 109 This necessarily includes the duty to formulate strategies to avoid
biodiversity loss. In complete contravention of this duty, Rinnuco dumped iron into the Muktuk
The death of the narwhals 110 is an Unusual Mortality Event [“UME’], which “involves a
significant die-off of any marine mammal population.”111 RIFP is the most likely cause of this UME,
given the amount of iron the narwhals consumed. Narwhals eat as much as 10% of their body mass
every day, their primary food being Greenland halibut, polar and Arctic cod, shrimp, and Gonatus
107 CBD,.art..1.
108 CBD,.art..2.
109 CBD,.art..6.
110 Record¶20.
19
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
squid.112 Through the process of “biomagnification,”113 narwhals absorb the iron consumed by each
of these species. Hence, with no previous instance of multiple narwhals being found dead off
Rinnuco’s coast,114 no other recent disturbances in the Muktuk Ocean, and given narwhals’ diet, the
only logical conclusion is that RIFP caused these deaths. While this may be circumstantial evidence,
the ICJ has accepted circumstantial evidence to prove an assertion when based on a series of facts,
Introduction of pollutants into aquatic systems during RIFP is a perturbation that can set off
a complicated series of biological and chemical reactions117 not limited to a defined area. In conducting
RIFP, Rinnuco affected not just the marine environment within its jurisdiction, but also that of other
States, particularly Aeolia. Given the large-scale impact of RIFP, unexpected and larger-scale changes
112.Bodil.Bluhm.&.Rolf.Gradinger,.Regional.Viability.in.Food.Availability.for.Arctic.Marine.Mammals,.Ecological.Applications,
…18(2).Supplement.S77.(2008).
114 Clarifications,A27.
115 Corfu.Channel.(U.K..v..Alb.),.1949.I.C.J..4,¶22.
116 CBD,.art..3.
117 Edward.Laws,.Aquatic.Pollution:.An.Introductory.Text.(2nd.ed..1993).
118.P.W..Boyd.&.S.C..Doney,.The.impact.of.climate.change.and.feedback.processes.on.the.ocean.carbon.cycle,.in:.Fasham.(Ed.).Ocean…
….biogeochemistry.—.the.role.of.the.ocean.carbon.cycle.in.global.change.(2003).
20
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
viable populations of species in natural surroundings,120 which may be done through legislatively based
planning controls.121 These may include special management measures, which are listed in Decisions
IX/16, X/33 and XI/20. While Decisions of the Conference of Parties [“COP”] are generally non-
Instead of protecting the marine ecosystem, Rinnuco conducted OIF, which intentionally
alters the ecosystems and biogeochemical cycles of the oceans.124 The first known casualties of RIFP
were the nine narwhals, which, as keystone species in the arctic oceanic system,125 play an important
role in the balancing of the ecosystem. The possibility of more deaths may lead to their population
being below the Minimum Viable Population, greatly increasing the risk of short-term extinction126
and resulting in imbalance and danger to the ecosystem. Instead of taking special management
measures to ensure the survival of the narwhals, Rinnuco conducted OIF in complete disregard of the
119 CBD,.art..8.
120 CBD,.art..8(d).
121.Lyle.Glowka,.A.Guide.to.the.Convention.on.Biological.Diversity,.International.Union.for.Conservation.of.Nature.[IUCN],.at
…41.(1994).
123.Georg.Nolte,.Treaties.and.Subsequent.Practice.(2013)..See.also.Burrus.M..Carnahan,.Treaty.Review.Conferences,.81…
…AJIL.226,.229.(1987).
124 Cullen.&.Boyd,.supra.note.65.
125 Narwhal.(Monodon.monoceros).-.Order.Cetacea
21
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
States are further obligated to take concrete measures to conserve biodiversity and to ensure
that its elements are used sustainably. 127 Conservation of biodiversity entails maintaining the
populations of species and their interaction with the non-living environment.128 Rinnuco failed to
provide for conditions that are needed for compatibility between present uses and the conservation
of biological diversity and the sustainable use of its components 129 in conducting OIF without
considering that one of its possible effects is decrease in nutrient supply and biological productivity,
First, Rinnuco failed to adopt appropriate procedures to assess any possible effects of RIFP, 132
as it did not follow the requirements of the AF under LC/LP, which is recognized as containing the
global rules and standards governing OIF. 133 Second, Rinnuco failed to introduce appropriate
arrangements to ensure that the environmental consequences of RIFP are duly taken into account;
127.Tore.Henriksen,.Conservation.and.Sustainable.Use.of.Arctic.Marine.Biodiversity:.Challenges.and.Opportunities,.Arctic.Review.on
….Law.and.Politics.(2010).
128 Id.
129 CBD,.art..8(i).
130 Id.
131 CBD,.art..14.
132 CBD,.art..14(1)(a).
133 See.supra.Part.II.A.1.f.
22
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
instead, it conducted RIFP without acknowledging any of OIF’s negative effects on the
environment.134
regional or multilateral arrangements, 135 despite the fact that Aeolia houses the Nautilus Research
Institute, the only research institute in Scheflutti136 that studies narwhals.137 This obligation is even
more pressing when a shared resource is involved, which can only be protected through close and
Finally, Rinnuco failed to take action to minimize the grave and imminent danger to the
biological diversity of the Muktuk Ocean; nor did it promote national arrangements for emergency
responses to RIFP or encourage international cooperation to establish joint contingency plans with
Aeolia.139 Rinnuco categorically stated that it will resume RIFP at its discretion, dismissing Aeolia’s
134 See.supra.Part.II.A.
135 CBD,.art..14(1)(c).
136 Clarifications,A26.
137 Record¶3
138 Pulp.Mills.in.the.River.Uruguay.(Arg..v..Uru.),.2010.I.C.J..55-56,.¶82.
139 CBD,.art..14(1)(e).
140 Record¶¶18,21.
141 CBD,.art..10(c).
23
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Parties are required to protect and encourage customary use of biological resources, like
narwhals, in accordance with traditional cultural practice, as such use serves as control mechanisms 142
for their protection and conservation, with local people ultimately controlling the fate of these
biological resources.143 Rinnuco violated this obligation when it caused the death of the narwhals,
PRINCIPLE [“PP’’].
RIFP caused transboundary harm to Aeolia and violated PP, in breach of Rinnuco’s duties
No State has the right to make use of its own territory in any manner that might cause serious
and clearly provable damage to the territory of another State. 145 The right to exploit and explore,
142 Jeffrey.McNeely,.Diverse.Nature,.Diverse.Cultures,.People.and.the.Planet.2.3.(1993).
143.M..Forster,.Some.Legal.and.Institutional.Aspects.of.Economic.Utilization.of.Wildlife,.in:.IUCN..Sustainable.Use.of.Wildlife.(a…
…compendium.of.papers.arising.from.a.1993.workshop.held.during.the.18th.Session.of.the.IUCN.General.Assembly,…
…Perth,.Australia).(1993).
144 Record¶3.
145.Trail.Smelter.Arbitral.Decision.(U.S..v..Can.),.3.R.I.A.A..1905.(1938/1941);.Stockholm.Declaration,.Principle.21,.U.N
….Doc..A/CONF.48/14/Rev.1.(16.June.1972).See.also.Harold.Hohmann,.et.al.,.Precautionary.Legal.Duties.and.Principle
….of.Modern.International.Law.(1994).
24
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
conserve and manage natural resources146 must be exercised without causing transboundary harm, or
damage upon a State caused by the acts of another in the territory of the State of origin. 147 This
A violation of this obligation has four elements: the harm must result from human activity;
there must be a physical relationship between the activity concerned and the harm; there must be
transboundary transfer of the harmful effect; and the activity must involve “a risk of causing significant
Dumping of iron into the ocean can only be done through deliberate human action. It is not
146 UNCLOS,.art..56.
147.Report.of.the.International.Law.Commission.[“ILC”],.Articles.on.Prevention.of.Transboundary.Harm.from…………
…Hazardous.Activities,.U.N..GAOR,.U.N..Doc..A/56/10.(2001);.Corfu.Channel,.supra.note.115;.Trail.Smelter,.supra…
…note.145.
148 Legality.of.the.Threat.or.Use.of.Nuclear.Weapons,.Advisory.Opinion,.I.C.J..226.(1996);.CBD,.Principle.3.
149 Report.of.the.ILC,.supra.note.147,.art.1;.Oscar.Schachter,.International.Law.in.Theory.and.Practice,.at.336.(1991).
150 Record¶16.
25
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
A physical relationship requires that the activity directly or indirectly involving natural
resources151 results in bodily, materially or environmentally harmful consequences.152 RIFP affects the
marine life and other natural resources in the Muktuk Ocean, and resulted in harmful consequences.153
Any harmful effect from RIFP will not be contained within the EEZ of Rinnuco. Due to the
density of surface waters of the Arctic Ocean especially in winter, all intermediate and deep water in
the Arctic Ocean is advected in from adjacent areas.154 Thus, iron dumped into the ocean will be
significant harm.
“Risk of causing significant harm” refers to the combined effect of the probability of
occurrence of an accident and the magnitude of its injurious impact.155 The risk need not be of high
151 Xue.Hanqin,.Transboundary.Damage.in.International.Law,.at.4.(2003).
152 Supra.note.149,.at.5.
153 See.supra.Part.II.B.1.a.
154.Yvonne.Herman,.et.al.,.Marine.Geology.and.Oceanography.of.the.Arctic.Seas,.at.9.(1974);.Rebecca.Woodgate,.Arctic.Ocean…
…Circulation:.Going.Around.at.the.Top.of.the.World,.4.Nature.Education.Knowledge.8.(2013).
155 Report.of.the.ILC,.supra.note.147.
156 Id.
26
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
“Significant” means greater than mere nuisance or significant harm normally tolerated. It is
“something more than ‘detectable,’ but need not be ‘serious’ or ‘substantial.’”157 The death of the
narwhals is a significant loss to the marine biodiversity of Aeolia and its eco-tourism, heavily relied
upon by Aeolia.158
An activity may involve a risk of causing significant transboundary harm even though those
responsible for carrying out the activity underestimated the risk or were unaware of it. 159 Thus,
Rinnuco cannot claim unawareness of significant transboundary harm caused by RIFP to exculpate it
from liability.
Both LC/LP and CBD incorporate PP, which is also customary international law. In
conducting RIFP, Rinnuco committed an egregious breach of this obligation under both treaty and
custom.
157 Schachter,.supra.note.149.
158 Record¶¶2-3.
159 Report.of.the.ILC,.supra.note.147.
27
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Under LP, Rinnuco is required to adopt “appropriate preventative measures” when an activity
is “likely to cause harm” even when there is “no conclusive evidence to prove a causal relation between
Rinnuco breached this duty when it implemented RIFP despite the significant body of
scientific work identifying harm likely to result from OIF.161 It again violated PP when it refused to
The EIA conducted by Rinnuco 163 is not an “appropriate preventative measure.” The
requirement of an AF specific to OIF is proof that an EIA does not provide sufficient standards by
which to measure OIF. Following lex specialis, the specific AF adopted under LC/LP prevails over the
significant reduction or loss of biological diversity, despite the lack of full scientific certainty.”165 The
PP under CBD thus imposes a dual obligation: first to avoid, and second to minimize, the above
threats.
160.1996.Protocol.to.the.Convention.on.the.Prevention.of.Marine.Pollution.By.Dumping.of.Wastes.and.Other.Matter,.art
….3,.(1996).2006.A.T.S.1..[hereinafter.London.Protocol].
162 Record¶20.
163 Record¶12.
165 CBD,.Preamble.
28
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
In conducting OIF despite the threat posed to biological diversity,166 Rinnuco failed to comply
with the first half of this obligation. In subsequently failing to take action after the death of the
narwhals, Rinnuco failed to comply with the second. The significant threat posed to the narwhals
triggered Rinnuco’s duty to minimize threats of significant reduction or loss of biological diversity.
Rinnuco acted in complete disregard of this duty when it refused to discontinue RIFP or take any
PP mandates that “where there are threats of serious or irreversible damage, lack of full
scientific certainty shall not be used as a reason for postponing cost-effective measures to prevent
environmental degradation”. 167 There is sufficient state practice and opinio juris to consider PP
custom.168
irreversible nature, and scientific uncertainty, such that no causal link between an action and
166 See.supra.Part.II.A.2.
167 Rio.Declaration.on.Environment.and.Development,.Principle.15,.U.N..Doc.A/CONF.151/5/Rev.1 (16.June.1992)
168.See.Arie.Trouwborst,.Evolution.and.Status.of.the.Precautionary.Principle.in.International.Law.(2002);Agne.Sirinskiene,
…The.Status.of.Precautionary.Principle:.Moving.Towards.a.Rule.of.Customary.International.Law.(2009),.David………
…Freestone.&.Ellen.Hey,.The.Precautionary.Principle.and.International.Law.(1995);.and.Tim.O’Riordan.&.James……
…Cameron,.Interpreting.the.Precautionary.Principle.(1994).
169.IUCN.Council,.Guidelines.for.Applying.the.Precautionary.Principle.to.Biodiversity.Conservation.and.Natural.Resourc
e.Management,.67th.Meeting.(2007).
29
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Rinnuco’s dumping of iron into the ocean poses a threat to the ecological balance and marine
The danger is undisputedly grave and irreversible. Nine narwhals were found dead off the
coast of Rinnuco.171 These deaths took place after the first and smallest phase of RIFP; there is no
way to predict or measure the extent of the harm that RIFP in successively larger phases will cause to
The nature of OIF as a large-scale CDR measure,172 the number of variables at play,173 and the
dearth of conclusive scientific evidence as to all its possible effects on the environment and
171 Record¶20.
172 Rayfuse.&.Scott,.supra.note.42.
173.Jennie.Dean,.Iron.Fertilization:.A.Scientific.Review.with.International.Policy.Recommendations,.32.Environs..Env..Law.and……
….Policy.Journal.321.(2009).
30
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
biodiversity 174 result in a situation where requiring proof of a causal link between OIF and
environmental damage before taking action would be impractical, if not impossible, and grave
environmental degradation resulting from RIFP, an activity which raises threats of serious and
does not excuse Rinnuco from complying with its obligations under LC/LP.
1. A state may not invoke the provisions of its internal law as justification for
Pursuant to international law, all obligations imposed by it must be fulfilled in good faith, and
domestic law may not be invoked to justify non-fulfillment. 178 A State which has assumed valid
176 Record¶18.
177 VCLOT,.art..27.
178.International.Responsibility.for.the.Promulgation.and.Enforcement.of.Laws.in.Violation.of.the.Convention,.Advisory
…Opinion,.OC-14/94,Ser.A,No14,.¶35,.116.I.L.R..320
31
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
international obligations is bound to make such modifications in its legislation necessary to ensure
their fulfillment.179
Rinnuco failed to comply with the LC/LP in good faith when it failed to enact domestic
obligations under the LC/LP, good faith compliance with the LC/LP requires compliance with this
Resolution.
This resolution is an authoritative interpretation of the duties of state parties under the
LC/LP.180 As such, good faith in the performance of its obligations under LC/LP requires Rinnuco
In disregarding Resolution LC-LP.2(2010), Rinnuco acted contrary to the rule of pacta sunt
servanda. Rinnuco implemented RIFP in bad faith, deliberately bypassing the requirements of the AF
despite its knowledge that AF was adopted by the Conference of the Parties as the proper procedure
by which parties to the LC/LP could conduct OIF while still complying with obligations under
LC/LP.181 No effort was made to comply with the requisites of the AF, despite Rinnuco’s resources
179 Exchange.of.Greek.and.Turkish.Populations.(Greece.v..Turk.),.Advisory.Opinion,.1925.P.C.I.J.,.Ser.B,.No.10.
180 LC-LP.2(2010),.supra.note.98,.Annex.6,.1.5.
181 LC-LP.2(2010),.supra.note.98.
182 Record¶2.
32
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Rinnuco’s consistent stance in favor of OIF, as well as its refusal to vote for a measure
completely banning it183 do not justify breach of its obligations under international law.
This rule has been proposed in situations wherein a new rule of customary law is developing
and a State objects to said rule, resulting to its inapplicability to that State.184 It finds no application in
situations where the disputed rules are conventional law. Rinnuco’s declarations and statements in
favor of OIF and against a complete ban were made during conferences or meetings of the parties of
185
multilateral environmental agreements. They were thus made within the context of the
interpretation of states-parties’ obligations under conventional law, and not in response to the
Moreover, there is no state practice to support this rule, and commentators question its very
existence.186
183 Record¶18.
184 Malcolm.Shaw,.International.Law.(6th.ed..2008).
185 Record¶18
186 Malcolm.Evans,.International.Law,.at.127.(3rd.ed..2010).
33
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
INTERNATIONAL LAW.
Rinnuco has maintained that OIF is beneficial to the oceans and marine biodiversity, and that
its obligations under climate change conventions justify RIFP. However, current scientific research
denies Rinnuco’s first claim, and international law refutes the second.
1. Iron fertilization will not enable Rinnuco to comply with its obligations under
Rinnuco claims that OIF will result in the mitigation of climate change. However, current
scientific research does not support this claim. First, technical challenges and large uncertainties
surrounding large-scale OIF, along with long delays in the climatic response, mean that it would take
decades to have any notable effect.187 Second, it is suggested that other factors may prevent successful
fertilization, and models indicate that the potential gains of even completely successful fertilization are
small. 188 Third, because deep ocean CO2 reservoirs are eventually re-exposed to the atmosphere
through global ocean circulation, this would not be a permanent solution.189 Finally, some suggest that
187 Jason.Blackstock.&.Jane.Long,.The.Politics.of.Geoengineering,.327(5965).Science.527.(2010).
188.J.A..Fuhrman.&.D.G..Capone,.Possible.Biogeochemical.Consequences.of.Ocean.Fertilization,.36.Limnol..Oceanogr..1951.(1991)
189 Chisholm,et.al.,.supra.note.81.
34
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the enhanced release of nitrous oxide could totally negate any potential benefit from fertilization and
Rinnuco also claims that OIF will result in carbon sequestration191and could generate potential
carbon offsets that Rinnuco might use to meet emission reduction targets or commitments. 192 Again,
2. Breach of one treaty in order to comply with another is contrary to pacta sunt
servanda.
Regardless of any alleged benefits of OIF, Rinnuco’s obligations under climate change
conventions cannot justify the conduct of RIFP in breach of Rinnuco’s obligations under UNCLOS,
The rule of pacta sunt servanda is clear: every treaty in force is binding upon the parties to it and
must be performed by them in good faith.194 The ICJ has held that this rule consists of two elements
of equal importance.195 First, every treaty in force is binding upon the parties to it: a state which is party
to several conventions cannot choose to comply with one treaty at the expense of another. Second,
good faith under pacta sunt servanda obliges parties to a treaty to apply treaties in a reasonable way and
191 Record¶14.
192 Record¶20.
193 Lampitt,et.al.,.Ocean.Fertilization:.a.Potential.Means.of.Geoengineering?,.Phil..Trans..R..Soc..A.366.(2008).
194 VCLOT,.art..26.
195 Gabčíkovo–Nagymaros.Project.(Hung..v..Slov.),.1977.I.C.J..7.(1997).
35
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
in such a manner that their purpose can be realized:196 state parties to multiple conventions owe this
Good faith compliance with treaty obligations thus requires compliance in a manner that does
not breach any other treaty obligation. Pacta sunt servanda requires that Rinnuco fulfill its obligations
under climate change conventions through means that do not violate its obligations under UNCLOS
and CBD. Rinnuco bound itself to comply with the obligations of each convention, and cannot now
does not justify Rinnuco’s violation of its duty not to cause transboundary harm
and PP.
Article 38 of the ICJ Statute provides that both custom and treaty are sources of law.197 There
exists no hierarchy between the two sources. 198 Custom and treaty equally being sources of law,
Rinnuco cannot invoke its obligations under UNFCCC and related climate change conventions to
justify breach of obligations under customary international law, i.e. its duty not to cause transboundary
196 Id.
197 ICJ.Statute,.art..38.
198 Cassese,.supra.note.164.
36
WRITTEN SUBMISSIONS ON BEHALF OF AEOLIA
Applicant, the Federal States of Aeolia, respectfully requests the Court to adjudge and declare
that:
1. The International Court of Justice has jurisdiction over the dispute; and
2. The Republic of Rinnuco violated international law by conducting the RIFP, and that any re-
Respectfully submitted,
37